Senior Analyst, Governance and Control
Core
Support TDS businesses in adhering to Financial Crimes Risk Management (FCRM) and fraud requirements by executing control testing, managing risk assessments, and tracking exceptions.
Role type
Senior Analyst, Governance and Control (FCRM/Fraud)
Builds
Effective internal controls and risk management programs for TD Securities businesses
Domain
Financial Services / Capital Markets / Anti-Money Laundering (AML)
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
AML testing, risk assessment, control documentation, exception analysis, root cause analysis, stakeholder management, project coordination
Preferred skills
Compliance designation, audit experience, familiarity with TD Bank testing methodology
Technologies
None explicitly stated
Responsibilities
Support execution of AML and Anti-Bribery and Corruption (ABAC) risk assessments; Execute testing of key controls within established deadlines; Analyze, report, and track exceptions to resolution; Build relationships with FCRM and fraud risk partners; Identify and escalate key FCRM and fraud issues; Assist with ad-hoc governance and control projects; Support G&C executive reporting
Seniority
Senior, hands-on IC