Senior Group Manager, Finance Governance & Controls (Capital Markets)
Core
Provide strategic guidance and oversight for risk and compliance policies within Finance, specifically supporting TD Securities Finance teams.
Role type
Senior Group Manager, Finance Governance & Controls
Builds
Risk and control testing frameworks, remediation plans, and audit-ready documentation for Finance partners
Domain
Banking / Capital Markets / Financial Services
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Financial reporting controls, Enterprise risk management, Regulatory compliance, Process walkthroughs, Root cause analysis, Team leadership, Strategic planning, Gap identification, Validation testing, Cross-functional partnership
Preferred skills
Public accounting firm experience, Capital markets product knowledge
Technologies
RCSA, EUC Governance, Model Risk Management
Responsibilities
Oversee Enterprise Risk Programs and test adherence to controls; Identify control gaps and recommend actionable remediation; Validate remediation effectiveness; Conduct process walkthroughs and risk assessments; Prepare reporting summaries and issue logs; Provide people leadership and coach a team
Seniority
Senior, hands-on IC with people management responsibilities
