Senior Governance & Control Analyst-2
Core
Design, implement, maintain, and monitor internal controls for TD Securities businesses to ensure compliance with regulatory requirements and alignment with the bank's risk appetite.
Role type
Senior Governance & Control Analyst
Builds
Risk and control frameworks, RCSA documentation, process inventories, and remediation plans for TDS businesses.
Domain
Financial Services / Capital Markets / Risk Management
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Risk assessment, control testing, process mapping, gap analysis, root cause analysis, regulatory compliance knowledge, inventory management, stakeholder engagement, analytical software proficiency
Preferred skills
Professional accounting/auditing/risk management designation, prior audit experience, familiarity with TD Bank testing methodology, data analysis methods
Technologies
Analytical software tools, data analysis methods, reporting techniques
Responsibilities
Assist with creation and maintenance of Value Chain, Assessable Unit, and Unique Business Process inventories; Perform Risk and Control Self-Assessment (RCSA) documentation and execution; Assess multiple individual processes concurrently to consolidate risks and controls; Identify and recommend opportunities to automate or streamline controls; Analyze exceptions and support development of action/remediation plans; Contribute to ad-hoc initiatives from a risk and control perspective.
Seniority
Senior, hands-on IC