Compliance Quality Assurance Manager (US)
Core
Lead independent compliance testing engagements to assess adherence to policies, standards, and procedures, providing strategic guidance to reshape compliance structures and processes.
Role type
Senior IC Compliance Quality Assurance Manager
Builds
Independent compliance testing reviews and quality assurance processes for risk owners and oversight functions
Domain
Financial Services / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Compliance testing methodologies, internal audit, risk analysis, risk mitigation, policy advisory, change management, project management, MS Office (Excel, PowerPoint), regulatory knowledge
Preferred skills
CPA, CIA, CFE, CRCM certifications, strategic critical thinking, cross-functional collaboration
Technologies
MS Office suite
Responsibilities
Plan and oversee independent compliance testing engagements, execute follow-up on testing findings, conduct analytical research for risk identification and mitigation, lead testing communications and reporting, provide subject matter expertise to stakeholders, identify and escalate high-risk issues
Seniority
Senior, hands-on IC with strategic guidance
