Senior Auditor
Core
Conduct integrated operational, compliance, financial audits and Sarbanes-Oxley testing of manual and automated controls for exchange and clearing operations.
Role type
Senior Internal Auditor
Builds
Audit reports and risk assessments
Domain
Financial services, exchanges, clearing organizations
Required skills
Sarbanes-Oxley testing, audit risk assessment, policy and procedure appraisal, audit documentation, control deficiency communication, travel management
Preferred skills
Financial services industry knowledge, exchange services, futures clearing, commodities trading
Technologies
Microsoft Word, Excel, PowerPoint
Responsibilities
Conduct integrated operational, compliance, financial audits and Sarbanes-Oxley testing; Develop understanding of exchange and clearing operations; Complete audit assignments within time frames and budgets; Perform independent appraisal of policies and procedures; Document audit procedures; Communicate control deficiencies to management; Draft or review audit reports and conduct exit conferences; Supervise audits of general business and IT functions.
Seniority
Senior, hands-on IC
