Compliance - AML Manager
Core
Lead the frontline defense against money laundering and fraud by building monitoring programs, policies, and controls for a financial firm.
Role type
Senior IC AML Manager
Builds
AML monitoring programs, policies, procedures, and workflow tools
Domain
Financial Services / Anti-Money Laundering (AML)
Deliverable
production ML models | product features | dashboards & analysis
Required skills
AML program leadership, SAR filing, policy and procedure development, model validation support, risk assessment, regulatory guidance interpretation, cross-functional collaboration, industry trend analysis
Preferred skills
Series 24, Series 57
Technologies
None explicitly stated
Responsibilities
Lead AML program to monitor transactions and customer activities for signs of money laundering and fraudulent activity; Create policies and procedures to enhance monitoring, detection, reporting, and prevention of money laundering; Act as AMLCO to monitor industry trends and ensure compliance with BSA/AML and securities laws; Develop and maintain policies regarding AML, SARs, and KYC programs; Support risk assessments and regular testing to access the effectiveness of policies and controls; Collaborate with legal, compliance, and technology teams to develop and rollout compliance technologies and processes; Engage in firmwide compliance issues and interact with Senior Legal, Compliance professionals, and regulators; Assist in developing firm responses to new rules, AML training, and other initiatives.