Senior Compliance Analyst (AML)
Core
Investigate complex transactions, identify financial crime risks, and support regulatory reporting obligations for life insurance, annuity, and retirement business lines.
Role type
Senior IC compliance analyst (AML)
Builds
Suspicious Activity Reports (SARs) and regulatory filings for FinCEN
Domain
Financial services / Anti-Money Laundering (AML)
Deliverable
dashboards & analysis
Required skills
AML investigations, transaction monitoring, SAR drafting, BSA/USA PATRIOT Act/OFAC knowledge, regulatory reporting, risk assessment, audit support, policy/procedure development, data analysis
Preferred skills
ACAMS certification, NICE Actimize experience, insurance industry knowledge, FINRA Series 7 license, AML technology transformation
Technologies
NICE Actimize, Microsoft Excel
Responsibilities
Investigate suspicious activity from transaction monitoring and alerts; Analyze transaction patterns to identify money laundering and fraud; Draft and review Suspicious Activity Reports (SARs) for FinCEN; Collaborate with AML officers, compliance leaders, and fraud teams; Advise business partners on AML obligations and regulatory requirements; Support risk assessments, audits, and regulatory examinations; Contribute to procedure updates, training materials, and process enhancements.
Seniority
Senior, hands-on IC