Compliance Analyst - Mid
Core
Screen customers, counterparties, vendors, and transactions against sanctions lists; review alerts and research potential matches to identify false positives or compliance risks.
Role type
mid-level compliance analyst (sanctions/AML)
Builds
case records and compliance decisions for financial services clients
Domain
financial services + regulatory compliance
Deliverable
dashboards & analysis
Required skills
OFAC sanctions knowledge, AML/KYC familiarity, research, analytical thinking, attention to detail, written documentation, judgment
Preferred skills
financial-services experience, insurance experience, Bachelor Degree
Technologies
OFAC lists, internal records, approved external sources
Responsibilities
Screen customers and transactions against sanctions lists; Review screening alerts and identify false positives; Research potential matches using internal and external sources; Compare identifiers (names, aliases, DOB, addresses, IDs); Document research findings and case decisions; Escalate unresolved or high-risk cases; Maintain case records and meet quality standards.
Seniority
Mid-level, hands-on IC
