Securities & Derivatives Middle Office Control Specialist- Assistant Vice President
Core
Support the implementation and maintenance of the First Line Risk & Control framework for investment banking operations, ensuring robust control environments and operational risk management.
Role type
Assistant Vice President, First Line Risk and Control Specialist
Builds
Operational risk management frameworks, control inventories, and governance documentation for investment banking functions
Domain
Financial Services / Investment Banking / Operational Risk
Deliverable
dashboards & analysis
Required skills
Investment banking operational flows, issue management, control assurance testing, reconciliation, securities trade lifecycle, derivatives trading, collateral funding, settlement pre-matching, KRI/KPI reporting, RCSA processes
Preferred skills
Securities and derivatives product knowledge, cross-functional collaboration, regulatory compliance familiarity
Responsibilities
Maintain risk and control inventories, perform control assessments and gap analysis, monitor operational risk indicators, produce management information and risk reports, support RCSA and control testing, investigate operational incidents and audit findings, track remediation plans, partner with Operations and Compliance teams, support internal and external audits
Seniority
Senior, hands-on IC
