Internal Audit Associate - Markets and Securities Services
Core
Conduct risk-based audits of Markets Sales, Research, custody, fund services, and trading services to evaluate internal controls and recommend improvements.
Role type
Associate internal auditor (financial services)
Builds
Audit reports and control recommendations for Markets and Securities Services business
Domain
Financial services / Banking / Securities
Required skills
Internal control concepts, audit methodology, risk assessment, control testing, issue validation, regulatory change monitoring, computer-assisted auditing tools, project management, stakeholder relationship building
Preferred skills
CPA/CA/CIA/CAMS certification, Excel/Access, automated auditing tools (Alteryx, ACL)
Responsibilities
Execute risk-based audits including planning, testing, and reporting; Assess control design and effectiveness; Communicate audit results and issues to management; Utilize computer-assisted auditing tools; Stay current on regulatory changes and emerging risks; Adapt to changing priorities and participate in regional/global audits
Seniority
Associate, entry-level to mid-level IC
